Introduction
In the early
1980s, Herb Kern, a research engineer, who thought that his annual cycle
of depression might be caused by the shorter and duller daylight hours
in winter, approached doctors working at the National Institute for Mental
Health in Bethesda, USA. They proposed a treatment where he was exposed
to light, equivalent to summer sunlight, for several hours each day. By
the fourth day his symptoms had virtually disappeared (Lewy et al 1982).
This was the start of our acknowledging the condition that has come to
be known as Seasonal Affective Disorder.
Seasonal affective disorder (SAD), or recurrent winter depression, is
now considered a clinical subtype of major depression. The criteria for
“winter seasonal pattern” in the Diagnostic and Statistical
Manual of Mental Disorders, 4th edition, which are similar to other definitions
of SAD, specify a recurrent pattern of major depressive episodes during
winter and remission of symptoms during summer, in the absence of seasonal
psychosocial stressors.
Much of the interest in SAD has been stimulated by its response to exposure
to bright artificial light. Clinical consensus guidelines have recommended
light therapy as a first-line treatment for SAD (Lam & Levitt, 1999).
Although light therapy may be regarded as a radical intervention for depression,
In the case of SAD the rationale is rather commonsense.
Human beings are influenced by light. Light determines our sleep/wake
cycle. In most animals and humans, the desire to sleep is brought on by
the secretion of a hormone called melatonin. In the evening the pineal
gland reacts to the diminishing levels of daylight and begins producing
melatonin. Melatonin is then released into the blood and flows through
the body making us drowsy. Its secretion peaks in the middle of the night
during our heaviest hours of sleep. In the morning, bright light shining
into the eye reaches the pineal gland, which reacts by switching off the
production of melatonin, thus removing the desire to sleep.
The pineal gland communicates with the rest of the hormonal system. Consequently
melatonin production also influences the functioning of other parts of
the body. During darkness and sleep, melatonin modifies the secretion
of hormones from organs such as the pituitary gland, the ‘master
gland’ of the hormonal system. The pituitary in turn regulates the
secretion of hormones controlling growth, milk production, egg and sperm
production. It also regulates the action of the thyroid gland, which is
concerned with metabolism, and the adrenal glands, which control excretion
of the body's waste. Further, it has been shown that light also effects
levels of serotonin and dopamine neurotransmitters. The latter are connected
with the Limbic system and the hypothalamus, which effects mood, emotion
and autonomic systems, such as digestion. Therefore, fluctuations in light
and darkness according to the seasons of the year influence rhythms of
growth, reproduction and activity in animals and humans alike.
Statistics show that despite living and working in closed structures,
our bodies still respond to the external environment and to its seasonal
variability in duration and intensity. Studies have shown that growth
rates in children are affected by the seasons. For example, surveys carried
out in Germany, Sweden and Scotland show that height and weight increase
is more predominant in the spring and early summer (Smyth, 1990). In many
countries the rate of conception peaks in the summer when the hours of
daylight are longest. In numerous trials the seasons have been seen to
influence the timing and duration of sleep, pain threshold, alertness,
eating habits, mood, the onset of menstruation and sexual activity.
It is generally assumed that millions of years of evolution and adaptation
have optimised human biochemical and physiological systems for function
and survival under equatorial environmental conditions. Modern humans
began their migration out of Africa only about 150,000 years ago. Little
change in our ‘equatorial’ systems might have been expected
over this relatively short evolutionary time-span. Susceptibility to seasonal
changes in mood and behaviour (that are found to extremes in SAD) may
reflect a genetic predisposition to an insufficient adaptation to temperate
and high latitudes (Sher, 2000).
Unfortunately, research has not yet been able to find a definitive aetiology
for seasonal affective disorder (Lam & Levitan, 2000; Lee et al 1998a;
Mersch et al 1999; Sato 1997). Hormonal dispositions can explain perceived
phenomena, yet, the systems involved are too complex to fully understand
and thus predict cause and affect. Recent research has shown that SAD
may be due to retinal sensitivity (Lee et al 1997), though more work needs
to be done in this area.
Symptoms
of Seasonal affective disorder.
There are four classic symptoms experienced by SAD sufferers.
• Extreme fatigue and lack of energy.
• Greater need for sleep and sleeping more than usual.
• Changes in appetite, especially cravings for carbohydrates and
sweets, which can often lead to weight gain.
• Depression.
Further, there are a number of other symptoms, which may be experienced
by some sufferers.
• Mood - sufferers tend to feel sad and low. They're often less
interested in life and find it difficult to cope with everyday tasks.
They may be irritable and short with friends and colleagues.
• Sleep - sleep disturbance is common in SAD but varies from case
to case – feeling excessively sleepy during the day is a common
feature, and sleep is less satisfying.
• Anxiety - tension, inability to cope with stress, phobias.
• Loss of libido - decreased interest in sex.
• Menstrual difficulties - pre-menstrual tension may be worse.
• Feelings of hopelessness.
• Increased sensitivity to pain - headaches, muscle and joint pain.
• Other physical ailments - constipation, diarrhoea, palpitations.
Studies have shown that a large percentage of any given population, above
or below 30 degrees of the equator, notice seasonal changes with regard
to the above symptoms, to some degree (Rosen et al, 1990; Palinkas, 1996).
This suggests that SAD is just one end of a spectrum of disorders, ranging
from mild up to increasingly problematic symptoms (Kasper et al, 1989).
People who suffer a milder form of the above symptoms are said to have
‘sub-syndromal’ SAD or S-SAD. Back to top
Epidemiology
of SAD & S-SAD
Despite minor differences, research from different parts of the world
has shown that SAD strikes regardless of race, class or occupation (Han
et al, 2000; Ozaki et al, 1995; Smyth, 1990). It is generally believed
that the most common ages of onset are in the twenties and thirties, however,
cases of childhood SAD have been reported (Rosenthal et al, 1986; Swedo
et al, 1995) and successfully treated (Swedo et al, 1997; Giedd et al,
1998). In addition, Low & Feissner (1998) investigating prevalence
of SAD in college students found prevalence rates for SAD (13.2%) and
sub-SAD combined (19.7%), these are broadly in line with other population
estimates. They also found that the prevalence of SAD was higher in females,
which was consistent with findings from previous research.
Extensive research in Northern Europe, Scandinavia, North America, Canada,
Australia, the Soviet Union and Japan has shown that between 5-10% of
the population (30' above or below north or south of the equator) suffers
from severe SAD symptoms. An overview of epidemiological research by Magnusson
(2000) revealed that the prevalence estimates of SAD across 20 retrospective
studies varied from 0% to 9.7%. All prospective population studies, except
one, found seasonal variations in mood/depressive symptoms usually peaking
in winter. In addition to those who suffer from full-blown SAD it is believed
that a further 25% of the population suffer the milder, yet still problematic
form of the illness, S-SAD. For example in a random telephone survey of
the general population of Maryland USA, Kasper et al (1989) reported that
92% of the survey subjects noticed seasonal changes of mood and behaviour
to varying degrees. For 27% of the sample, seasonal changes were a problem
and 4.3% to 10% of subjects (depending on the case-finding definition)
rated a degree of seasonal impairment equivalent to that of patients with
seasonal affective disorder. It is apparent from this study that seasonal
affective disorder represents the extreme end of the spectrum of seasonality
that affects a large percentage of the general population. Clearly, for
every individual with full-blown SAD, there are many more with milder
“Winter Blues”. Back to top
Latitude
Many studies in the United States have reported a significant effect of
latitude on prevalence, with an increase in prevalence with increasing
latitude. Rosen et al (1990) working in Alaska, found a SAD rate of 8.9%
and a subsyndromal SAD rate of 24.9%. Mersch et al (1999) investigated
the relationship between the prevalence of seasonal affective disorder
and latitude and found the mean prevalence of SAD to be two times higher
in North America compared to Europe. A significant positive correlation
was found between prevalence and latitude in North America. For Europe
there was a trend in the same direction. Rosen et al (1990) surveyed three
geographic areas (New Hampshire, New York, and Florida) and resurveyed
one (Maryland) to compare symptomatic seasonal changes in mood and behaviour
at four different latitudes. Rates of winter SAD and S-SAD were found
to be significantly higher at the more northern latitudes. A population
survey of seasonality in six representative cities in Japan revealed significant
regional differences in seasonal variations of mood, length of sleep,
and weight. The proportion of individuals reporting high seasonality in
the two northernmost cities was significantly higher than that in the
other areas (Okawa et al, 1996). Magnusson (2000) also found that SAD
was more prevalent at higher northern latitudes, but that the prevalence
varied across ethnic groups. In the southern hemisphere, work in New Zealand
and Australia has shown a similar effect of latitude.
It is assumed that the incidence of SAD increases with increasing latitude
up to a point, but does not continue increasing all the way to the poles.
There seems to be interplay between an individual's innate vulnerability
and degree of light exposure (Mersch et al, 1999). For example some individuals
who work long hours inside office buildings with few windows may experience
some symptoms all year round. Some very sensitive individuals may note
changes in mood during long stretches of cloudy weather. Back
to top
Sex
Seasonal affective disorder afflicts both sexes, though virtually all
studies of the prevalence of SAD report that women are more likely to
suffer than males. The most widely reported statistic is that women are
3.5 times more likely to present symptoms of SAD. However such results
may be confounded, for example, more females might seek help than males.
Academic studies have varied quite significantly in estimations of male
to female ratio. Lee & Chan (1998) Pooled the epidemiological data
reported in 40 studies on seasonal affective disorder to identify the
male/female ratio. They concluded that about 70-80% of individuals with
SAD are women.Among the 1,129 Ss (aged 28.7 - 47.0 yrs) recruited for
these 40 studies, females out-numbered males 3.45 to 1.More recent work
by Lam & Levitt (1999) however argues that the average ratio across
all studies is closer to 1.8 to 1.A sex difference in biochemical responses
to climatic variables is postulated as one of the possible explanations
of the observed females' increased vulnerability to seasonal affective
disorder. Partonen (1995) suggests that the mechanism may involve the
action of the ovarian steroid hormones oestrogen and progesterone.Again,
the reasons for differences in vulnerability by sex are unclear since
the aetiology of the condition is poorly understood. Back
to top
Age
Epidemiological studies report that the lifetime prevalence of SAD increases
with age until the sixth decade. After the age of 50-54 the prevalence
declines dramatically, such that the prevalence of SAD over 65 is very
low. Nonetheless, patients over 65 may still present to clinics for treatment
and clinical experience suggest their response to treatment does not differ
from that of younger patients with SAD. Back to top
Other
considerations
The recall of lifetime episodes of seasonal depression is affected by
the time of year the interview takes place; that is, patients interviewed
during autumn or winter are more likely to report lifetime seasonal difficulties
as compared to patients interviewed in the summer (Lam & Levitt, 1999).
A study carried out in the UK showed a prevalence rate of SAD was calculated
to be 2.4% according to the strictest DSM IV criteria (American Psychiatric
Association, 1994). The majority of identified cases had not previously
received a diagnosis of SAD from their general practitioner, although
over half had been diagnosed with other forms of depression and had been
prescribed antidepressant medication. Therefore although SAD was found
to be common in the general population sample it appeared to be largely
underdiagnosed and/or misdiagnosed (Michalak et al, 2001).
One USA study, which used a structured diagnostic interview, reported
that SAD patients were more educated than non-SAD patients, and that it
was more common in rural settings. However, a Canadian study, which used
a similar diagnostic interview, found no urban-rural or educational effects.
Back to top
Light
Therapy
It is frequently argued that since many of us work in artificially lit
buildings we are seldom exposed to sufficient light. The human visual
system adapts rapidly to changing intensities of illumination; consequently
light encountered outdoors may not be perceived as orders of magnitude
brighter than indoor illumination. Physiologically however, humans respond
quite differently to the higher levels of illumination provided by exposure
to sunlight. Most artificial lighting cannot replace the natural light.
The reason for this is that the type of indoor lighting used is not of
sufficient intensity to affect the hormonal mechanisms which control bodily
rhythms. Intensity of light is measured in units called lux. One lux =
the light received by the receptor at an intensity of one lumen per square
meter. Thus the intensity of light at any point therefore is determined
not only by the strength of the illumination source but also by how far
it is from the source. The electric light used in most homes and workplaces
rarely exceeds 500 lux. A sunny afternoon could be as much as 100,000
lux, even the cloudiest day is rarely below 10,000 lux.
The therapeutic use of light in SAD arose from basic research showing
that exposure to room light (less than 500 lux) could alter circadian
and seasonal rhythms in animals. Kripke et al (1978; 1981) had proposed
circadian-rhythm hypotheses for nonseasonal depression and first published
reports showing that bright light exposure could improve mood in patients
with depression. It is assumed that the major circadian effects of light
therapy, also called light treatment or phototherapy, are mediated via
suppression of nocturnal melatonin secretion. In 1980, Lewy et al demonstrated
that higher intensity light (>2,000 lux) was required to suppress human
melatonin secretion. This observation led to the first controlled study
of light therapy in SAD (Rosenthal et al, 1984)
The efficacy
of light therapy was clearly apparent, however, many sufferers found it
difficult to allocate the four hours everyday that was needed for the
light therapy to be effective. Additional studies were conducted to determine
an optimum light therapy. It was found that, with a 10,000-lux light,
sufferers only required 30 minutes of exposure per day to get effective
alleviation from symptoms. However, the amount of light needed varies
widely from individual to individual. The light treatment is most often
done in the morning, but studies have suggested that either morning or
evening light can help SAD (Terman et al 1998), though some patients suffer
insomnia when they use the light in the evening.
Early light-therapy used special full spectrum lights, (so as to mimic
sun light). More recently Lee et al (1998a) suggested that light of short
to medium wavelengths (blue/green/yellow) seem to be essential for the
therapeutic effect of light on SAD. Red wavelengths were relatively ineffective.
Furthermore, ultraviolet (UV) waves do not seem to be essential for SAD
symptom alleviation by artificial light. Therefore, the potentially harmful
UV waves should be blocked in any clinical application of phototherapy
for SAD. Recent studies suggest that regular fluorescent lights will work
as well as full spectrum, allowing UV light (which can damage eyes and
skin) to be filtered out. Studies show that it is advisable to buy a commercially
built light box to ensure the correct amount of light and to reduce isolated
“hot spots” which could damage the eyes (Lam & Levitt,
1999).
The most
studied light device is the fluorescent light box. The fact that the light
box has proven effective in almost every study, regardless of sample size,
has placed the light box as the “gold standard” light device.
Other light devices include head mounted units, or incandescent light
visors. Studies of the head mounted units have shown good clinical response
rates (comparable to those of light box studies) but the bright light
conditions were no better than dim light, putting into question whether
visors are superior to placebo. Dawn simulators are devices that slowly
increase the room illumination while subjects are sleeping, to simulate
a “summer dawn” during the winter. Early results suggest a
beneficial effect of dawn simulators in SAD, but other studies show superiority
of light boxes over dawn simulators. Although efficacy has not been established
for head mounted units and dawn simulators, these devices may be helpful
for some patients when light boxes are not available or not convenient.
SAD symptoms typically begin to lift about a week after the start of light
therapy. But they return shortly after discontinuing the treatment. As
a result, experts urge people with SAD and S-SAD to persist with their
treatment throughout the winter months. Back to top
Effectiveness
of light therapy
Several qualitative reviews have concluded that light therapy is an effective
treatment for SAD, with response rates of 60% to 90% in controlled studies
(Eastman et al 1998; Lamberg, 1998; Partonen & Lonnqvist, 1996; Tam
et al, 1996). It has been found that between 75-85% of people suffering
from SAD and S-SAD feel better after 3-4 days of consistent light therapy.
Some individuals feel better immediately after their first dose, even
within 20 minutes of exposure, while others may need several days (Terman
et al, 1998). Two meta-analyses also confirm the efficacy of light therapy
against plausible placebo controls (Terman et al, 1989; Lee & Chan,
1999). In a longitudinal study of light therapy patients Graw et al 1997
found that over a number of years, the clinical diagnosis changed for
the better in 64% of the patients, and that light therapy reduced the
incidence and depth of subsequent depressive episodes. Further evidence
for this was the large reduction in use of conventional antidepressant
drugs during the follow-up period. Sumaya et al (2001) found bright light
treatment to be effective in the non-pharmacological treatment of depression
among institutionalised older adults. Ibatoullina et al (1997) Presents
a case report of a woman (46) with seasonal affective disorder without
the typical depressed mood or lack of drive. The patient was given bright
light therapy, and after 2 weeks of treatment, reported that her complaints
had disappeared. The authors suggest that this case gives preliminary
evidence that, even in the absence of depressive symptomology, patients
can present with distinct atypical symptoms which may respond well to
bright light therapy. Light therapy has been also found to be superior
to conventional anti-depressants in the treatment of SAD, Ruhrmann et
al (1998) investigated whether fluoxetine (Prozac™) has antidepressant
effects comparable to bright light in the treatment of seasonal affective
disorder and concluded that the remission rate in those patients using
light therapy were far superior. Back to top
Light
therapy for other conditions
The treatment of SAD is almost exclusively associated with light therapy,
in fact, it has been proposed that response to phototherapy may be a diagnostic
criteria for SAD (Smyth, 1990), however, as many as one-third of diagnosed
SAD clients do not respond to light therapy alone (Ghadirian et al, 1998).
In addition, there is evidence that bright light therapy is beneficial
to other disorders, including non-seasonal depression, bulimia nervosa,
premenstrual depression, and rapid-cycling bi-polar disorder (Avery &
Norden, 1998; Blouin et al, 1996; Graw et al 1998; Jang et al, 1997; Lam
et al, 1997; Murray et al, 1995; Wesson & Levitt, 1998). Back
to top
Classical
Depression
Some psychiatrists are now suggesting that light therapy may be effective
in treating nonseasonal, classical depression (Beauchemin & Hays,
1997; Benedetti et al 2001; McEnany & Lee, 1997) and patients in long
term care (Lyketsos et al 1999). Daniel Kripke, MD, (director of the Circadian
Pacemaker Laboratory at the University of California, San Diego) argues
that light may produce antidepressant benefits within 1 week, in contrast
to psychopharmacological treatments, which typically take several weeks.
Indeed, a variety of studies have shown light therapy to be more effective
in reducing depression than anti-depressants, though research is still
in its relatively early stages. Wirz-Justice et al (1999) investigated
the usefulness of light therapy in the setting of a psychiatric hospital,
they found Daily self-ratings revealed positive effects of light (significant
from day 5 onwards) with improved energy, sleep quality and shortened
sleep latency with no change in sleep duration or the number of nocturnal
awakenings. In a review of clinical trials, Kripke (1998) found that bright
light therapy for nonseasonal major depression produced statistically
significant net reductions in mood symptoms of about 12% to 35% on the
Hamilton Depression Rating Scale. These results are comparable with those
obtained in major trials of antidepressant medications. Light and medications
appear to work best in combination, suggesting it would be advantageous
to offer depressed patients speedy relief with light therapy while also
starting them on medications that have more extensively verified efficacy.
Combined treatment can lower costs because faster improvement means less
disability and morbidity (Kripke, 1998). Back to top
Pre-menstrual
syndrome (PMS)
Another possible application for light therapy is in the treatment of
PMS. The symptoms of PMS are similar to those of SAD & S-SAD - depression,
fatigue, irritability anxiety, over eating etc, and occur in women every
month. Maskall et al (1997) suggest that patients with late luteal phase
dysphoric disorder (LLPDD) have substantial seasonal patterns in mood
and premenstrual symptoms. Lam et al (1999) found that bright light therapy
significantly reduced depression and pre-menstrual tension scores during
the symptomatic luteal phase. These results suggest that bright light
therapy is an effective treatment for LLPDD. Further, studies have also
shown that light therapy is effective in regulating women's menstruation
cycles. Back to top
Sleep
Disorders
Humans and animals generally have innate sleep-wake cycles close to but
not exactly 24 hours. They depend on the daily light-dark cycle to keep
their circadian rhythms to a regular 24 hours. If a human is left in a
room with no light-dark cues, he or she will gradually shift into a sleep-wake
cycle that is not exactly 24 hours long. Body temperature and the secretion
of the hormone melatonin follow the daily cycle. Other factors, such as
work schedule can modify the sleep-wake cycle in humans. The autonomous
cycle length varies at different periods in the life span. Adolescents
often have an innate cycle longer than 24 hours so that they have the
desire to stay up late and sleep in when it is time to get up. The innate
cycle then shifts closer to 24 hours for adults, but for the elderly,
the autonomous sleep-wake cycle may be shorter than 24 hours resulting
in evening tiredness, sleep difficulty and waking too early. Individuals
who have more severe difficulty with the timing of their sleep-wake cycle
may have either Delayed Sleep Phase Disorder (difficulty falling sleep
and the urge to sleep late) or Advanced Sleep Phase Disorder (tiring too
early and waking too early). Both conditions can be treated with bright
light (Terman et al, 1995). Back to top
Healthy
individuals
According to research by Partonen & Lonnqvist (2000) bright light
improves vitality and alleviates distress in healthy people. Partonen
& Lonnqvist exposed office employees to bright light during winter
and found that repeated bright-light exposure improved vitality and reduced
depressive symptoms. The benefit was observed not only in healthy subjects
with season-dependent symptoms but also in those not having the seasonal
variation. Bright-light exposure during winter therefore appears to be
effective at improving the health-related quality of life and alleviating
distress in healthy subjects. It is suggested that administration of bright
light is a useful option to improve vitality and mood particularly among
those working indoors in wintertime.
In the case of jet lag the individual is reacting to externally induced
changes in the sleep-wake cycle. Travelling west to east over three or
more time zones is the most difficult shift. Large forced changes in the
timing of sleep periods can lead to irritability and decreased alertness,
several studies have shown that light therapy can be used very effectively
to alleviate these symptoms (Smyth, 1990).
Shift workers often have symptoms of mild depression, fatigue, difficulty
with sleeping and problems with attention and alertness. Studies have
shown that these symptoms may also be significantly reduced through the
use of light therapy (Czeisler et al, 1990; Stewart et al, 1995). Back
to top
Side
effects
Potential side effects of light therapy are rare and most often include
jitteriness, a feeling of eyestrain and headache. Light therapy, like
antidepressant medications, occasionally will cause patients to switch
into a manic state during which they may have difficulty sleeping, become
restless or irritable, and feel ‘speedy’ or too high (Terman
& Terman, 1999). According to Kogan & Guilford (1998) the most
common side effects are headaches and eye or vision problems. In their
study almost all side effects were mild, transient, and did not interfere
with treatment. However they advocate that individuals taking certain
medications such as Lithium, tricyclic antidepressants, and neuroleptics
and individuals with conditions such as diabetes or retinal degeneration
should be monitored by an ophthalmologist.
One of the symptoms of SAD & S-SAD is that the individual May experience
period of mania during spring and autumn. They will feel anything is possible
and will have a seemingly unlimited amount of energy. It is these individuals
who are most prone to mania being a side effect from light therapy and
should reduce their exposure time accordingly. There has been debate on
whether there might be long-term retinal effects, associated with light
therapy but none have been documented when lights with proper screening
of UV wavelengths are used (Lee et al, 1998a). Some of the most common
initial side effects of light therapy subside a few hours after treatment
is finished and generally disappear altogether after several exposures.
If, after four days, the irritation persists or becomes worse, the individual
should sit a little further away from the light box, reducing their exposure.
It should be noted that side effects from light treatment are not dangerous
and are minimal when compared to the unpleasant side effects of antidepressant
drugs (Terman & Terman, 1999). It has been found that people have
their own individual thresholds for light therapy, and need to find their
own particular threshold and stay within it during treatment. Because
this form of treatment is fairly new, many doctors recommend a baseline
eye exam and annual monitoring (Smyth, 1990).
If a person
has an eye or skin condition, which is affected by bright light, they
should consult a doctor before embarking on light therapy, If a person
is suffering from disorders such as glaucoma, cataracts, retinal detachment,
retinopathy, then they should not undergo bright light treatment. The
bright light could worsen their eye problem or cause a rash in a skin
condition. If they suffer from hypertension, diabetes or have any history
of eye disease in the family, they should seek medical advice before commencing
light therapy (Lam & Levitt, 1999).
Light therapy has been shown to be a successful, non-invasive therapy
without significant side effects, within many spheres of our lives. Indeed,
a Canadian study has revealed improvements in academic achievement, attendance
records and growth rates in the classroom when children were treated with
bright light. It also showed a reduction in tooth decay. Another study
at Cornell University showed that working under very bright lighting helped
to reduce perceptual fatigue. The positive implications and applications
of light therapy are only just being recognised; it is clear that in the
future we will need to re-think how we use lighting within our schools,
workplaces, hospitals and homes. Back to top
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